CSI-Assessment Test: Domain 1 – Principles of Corporate Investigations

Determining individuals suspected of criminal activities or misconduct within the organization is called ……….

Fact-Cross Referencing

Correct Incorrect Correct answer

Incident Documentation

Correct Incorrect Correct answer

Cause Identification

Correct Incorrect Correct answer

Perpetrator Identification

Correct Incorrect Correct answer

Incident Documentation refers to ……

Precisely recording incidents, particularly those reported to security personnel.

Correct Incorrect Correct answer

Determining individuals suspected of criminal activities or misconduct within the organization

Correct Incorrect Correct answer

Providing Detailed facts related to allegations or situations and cross referencing for validation

Correct Incorrect Correct answer

All of the above

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________ refers to investigating without bias, preconceived notions or partiality.

Relevancy

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Accuracy

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Objectivity

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Thoroughness

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_________ involves obtaining information considered secret without the permission of its holder through covert means, which is considered a criminal act, especially when it threatens national security in severe cases

Breach of Compliancy Policy

Correct Incorrect Correct answer

Candidate Screening /Background checks

Correct Incorrect Correct answer

Espionage

Correct Incorrect Correct answer

Unfair Practices/Prejudices

Correct Incorrect Correct answer

Name the kind of investigation where everyone is aware of the ongoing inquiry and also which includes straightforward interviews with suspects directly engaging concerned parties to gather evidences and insights

Fraud investigations

Correct Incorrect Correct answer

Covert Investigations

Correct Incorrect Correct answer

Undercover investigations

Correct Incorrect Correct answer

Overt Investigations

Correct Incorrect Correct answer

Which of the quality helps in an effective investigation that signifies completeness in collecting all pertinent information and leaving no unexplored aspect that could impact the research outcomes?

Accuracy

Correct Incorrect Correct answer

Thoroughness

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Relevancy

Correct Incorrect Correct answer

Legality

Correct Incorrect Correct answer

What do you mean by Accuracy in investigations?

Each data point gathered during an investigation must bear relevance to understanding its central tenet.

Correct Incorrect Correct answer

It matters significantly for immediate response and corrective step toward limiting possible damage post-incident detection

Correct Incorrect Correct answer

It refers to ensuring exactness while procuring information, as inaccuracies can misdirect investigative efforts with potential interpretations

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It implies keeping sensitive information restricted from unwarranted exposure, contributing to upholding the overall integrity of the investigation, and maintaining the safety around implicated individuals or details.

Correct Incorrect Correct answer

The scenario that involves employees exhibiting behavior that goes contrary to the regulations or norms set by their organization

Unfair Practices or Prejudices

Correct Incorrect Correct answer

Candidate Screening

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Poor Management of Internal Controls

Correct Incorrect Correct answer

Staff Misconduct

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Acts such as intentional degradation of property result in creating disruptive environments affecting the efficiency and morale of the enterprise

Vandalism

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Breach of company policy

Correct Incorrect Correct answer

Illegitimate substance usage/Abuse

Correct Incorrect Correct answer

Espionage

Correct Incorrect Correct answer

The Key Purposes of an investigation includes

Incident Documentation

Correct Incorrect Correct answer

Perpetrator Identification

Correct Incorrect Correct answer

Fact-Cross Referencing

Correct Incorrect Correct answer

All of the Above

Correct Incorrect Correct answer

The Breaching of Regulations dictated by legal bodies or organizations initiates what type of investigation.

Undercover Investigations

Correct Incorrect Correct answer

Overt Investigations

Correct Incorrect Correct answer

Compliance investigations

Correct Incorrect Correct answer

Misconduct Investigations

Correct Incorrect Correct answer

Deceitful activities intended for personal gain at the cost of others pave the way for which type of investigation?

Misconduct Investigations

Correct Incorrect Correct answer

Fraud Investigations

Correct Incorrect Correct answer

Covert investigations

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None of The Above

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Circumstances where entrusted assets or funds are misappropriated dishonestly lead to

Destruction property

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Unfair practices or Prejudices

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Fraudulent Appropriation

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Breach of Contractual Obligations

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_____implies keeping sensitive information restricted from unwarranted exposure, contributing to upholding the overall integrity of the investigations

Confidentiality

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Accuracy

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Timeliness

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Relevancy

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Define Timeliness

It matters significantly for immediate response and corrective steps toward limiting possible damage post-incident detection

Correct Incorrect Correct answer

Each investigative measure conforms to legal works governing privacy, rights, and ethical standards pertinent to an investigation

Correct Incorrect Correct answer

It refers to ensuring exactness while procuring information

Correct Incorrect Correct answer

All of the above

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_____________involves conditions non-conducive per defined workplace etiquette, such as prohibited drug exposure hampering performance and health safety

Suspected or verified breach in contractual obligations

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Illegitimate substance usage /Abuse

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Breach of Company policy

Correct Incorrect Correct answer

Fraudulent Appropriation

Correct Incorrect Correct answer

Each data point gathered during an investigation must bear —————- to understand its central Tenet.

Perseverance

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Timeliness

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Relevance

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Accuracy

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______________ investigations are typically commissioned by governments or law enforcement bodies to preserve societal orders and enforce laws.

Private Investigations

Correct Incorrect Correct answer

Overt Investigations

Correct Incorrect Correct answer

Covert Investigations

Correct Incorrect Correct answer

Public Investigations

Correct Incorrect Correct answer

What is an Insider Trading?

It involves obtaining information considered secret without the permission of its holder through covert means.

Correct Incorrect Correct answer

It refers to malpractice where trade decisions are influenced by access to confidential information about a business not yet disclosed publicly.

Correct Incorrect Correct answer

It refers to acts such as intentional degradation of property that result in rating disruptive environments affecting the efficiency and morale of an enterprise.

Correct Incorrect Correct answer

All of the above

Correct Incorrect Correct answer

________________ kind of investigations are initiated by violation of organizational rules /regulations, unethical practices, or other detrimental conduct

Incident Investigations

Correct Incorrect Correct answer

Covert Investigations

Correct Incorrect Correct answer

Overt Investigations

Correct Incorrect Correct answer

Misconduct Investigations

Correct Incorrect Correct answer

__________________ refers to covering a scenario wherein either party to a contract fails to live up to their agreed terms, leading to disputes that call for arbitration

Suspected or verified breach in Contractual obligations

Correct Incorrect Correct answer

Breach of Intellectual Rights

Correct Incorrect Correct answer

Unfair practices or Prejudices

Correct Incorrect Correct answer

Staff Misconduct

Correct Incorrect Correct answer

Which kind of investigation precedes official engagements like potential employee recruitments, forging business partnerships, etc?

Undercover Investigations

Correct Incorrect Correct answer

Background Investigations

Correct Incorrect Correct answer

Misconduct Investigations

Correct Incorrect Correct answer

Compliance Investigations

Correct Incorrect Correct answer

________________ involves exploring incidences where exploitation of internet-based systems takes place.

Cybercrime Investigations

Correct Incorrect Correct answer

Fraudulent Appropriation

Correct Incorrect Correct answer

Espionage

Correct Incorrect Correct answer

None of the Above

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Which of the following statements are correct concerning investigations?

It is a comprehensive and structured examination or inquiry into a specific subject or individual.

Correct Incorrect Correct answer

It answers the questions of who, what, where, when, how, and why an incident occurred.

Correct Incorrect Correct answer

It involves thoroughly searching for information from various sources, such as individuals, official documents, digital sources, and surveillance.

Correct Incorrect Correct answer

All of the above

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Which kind of investigations possess the quality of being transparent and open?

Incident Investigations

Correct Incorrect Correct answer

Overt Investigations

Correct Incorrect Correct answer

Covert Investigations

Correct Incorrect Correct answer

Compliance Investigations

Correct Incorrect Correct answer

Investigations that protect business from risks and liabilities while providing documented evidence for litigation are known as

Public investigations

Correct Incorrect Correct answer

Incidents investigations

Correct Incorrect Correct answer

Corporate Investigations

Correct Incorrect Correct answer

Misconduct Investigations

Correct Incorrect Correct answer

In which investigation does the investigator adopt a false identity and gain close insights into suspected irregularities without rousing suspicion about the ongoing investigation?

Overt investigation

Correct Incorrect Correct answer

Undercover Investigation

Correct Incorrect Correct answer

Private investigation

Correct Incorrect Correct answer

Contract investigation

Correct Incorrect Correct answer

What is the main role of corporate investigators in today’s business landscape?

Safeguarding organizations from financial crimes, internal misconduct and other threats.

Correct Incorrect Correct answer

Marketing the products or services of their organization.

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Handling human resources issues

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Managing company finances

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Which qualities are considered essential for an effective investigator?

Patience, charisma, diligence

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Aggressiveness, stubbornness, hastiness

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Perceptiveness, persuasiveness, problem creating

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Perceptiveness, persuasiveness, professionalism

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What quality enables effective investigators to connect seemingly unrelated information to uncover insights?

Perceptiveness

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Persuasiveness

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Professionalism

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Comfort with technology

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What professional trait helps an investigator foster trust and confidence among stakeholders?

Patienceness

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Professionalism

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Linguistic skills

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Technical proficiency

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Which quality helps investigators to analyze situations objectively and devise optimal solutions?

Organizing skills

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Problem-solving abilities

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Strategic planning

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Creativity

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What type of evidence provides straight confirmation or refutation of a fact without the need for inference or presumption?

Direct Evidence

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Hearsay Evidence

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Circumstantial Evidence

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Proper Evidence

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What does NCIC stand for?

National Cyber Intelligence Commission

Correct Incorrect Correct answer

National Crime Investigators Cell

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National Cyber Investigators Cell

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National Crime Information Center

Correct Incorrect Correct answer

CORI check means:

Checking people's criminal record

Correct Incorrect Correct answer

Checking people's family details

Correct Incorrect Correct answer

Checking on other companies' status

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Checking people's cyber history

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_______ is a written statement by the plaintiff alleging the wrongs committed by the defendant.

Conviction

Correct Incorrect Correct answer

Allegation

Correct Incorrect Correct answer

Hearsay

Correct Incorrect Correct answer

Complaint

Correct Incorrect Correct answer

What is the Age Discrimination in Employment Act?

It is a law that strictly prohibits any form of prejudice based on the age of employees or job seekers who are 40 years old or above.

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It is a law that specifically forbids discrimination against individuals who are 25 years old or older in the workplace.

Correct Incorrect Correct answer

It is a law that specifically forbids discrimination against individuals who are 35 years old or older in the workplace.

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It is a law that specifically forbids discrimination against individuals who are 60 years old or above.

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What does CORI Stand for?

Criminal Offender Record Information

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Cyber Offender Record Information

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Crime Offender Record Investigation

Correct Incorrect Correct answer

Central Office Record Interrogation

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An invalid trial caused by a fundamental Error is called?

Warrant trail

Correct Incorrect Correct answer

Mistrial

Correct Incorrect Correct answer

Summary trial

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Interventional Trial

Correct Incorrect Correct answer

Any person who has information about the incident other than the suspect is called?

Defendant

Correct Incorrect Correct answer

Victim

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Plaintiff

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Witness

Correct Incorrect Correct answer

What is a common criticism of CORI checks often cited by some individuals?

It may affect the company's credibility

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It makes harder for people with criminal records to get a job

Correct Incorrect Correct answer

Violation of Privacy Rights

Correct Incorrect Correct answer

Inaccuracy of information

Correct Incorrect Correct answer

Accusatory questioning of a suspect to obtain a confession is called?

Interview

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Interrogation

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Investigation

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Trial

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Type of questions that require more than a yes/no response, inviting complete answers is called?

Open-ended questions

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Interview

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Interrogation

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Questionnaire

Correct Incorrect Correct answer

What does “modus operandi” commonly refer to?

A Latin legal term for "guilty mind."

Correct Incorrect Correct answer

A document submitted as evidence in court

Correct Incorrect Correct answer

The mode of operating

Correct Incorrect Correct answer

A type of legal defense strategy

Correct Incorrect Correct answer

Which of the following statements accurately reflects the jurisdiction of federal courts in a state?

Federal courts can only decide cases involving federal laws.

Correct Incorrect Correct answer

Federal courts in one state usually handle cases arising from actions in that state.

Correct Incorrect Correct answer

Federal courts can only hear cases involving interstate disputes.

Correct Incorrect Correct answer

Federal courts have jurisdiction over all cases, regardless of origin.

Correct Incorrect Correct answer

What is the term for a written statement by the plaintiff stating the wrongs allegedly committed by the defendant?

Affidavit

Correct Incorrect Correct answer

Complaint

Correct Incorrect Correct answer

Subpoena

Correct Incorrect Correct answer

Summons

Correct Incorrect Correct answer

The law that the police believe the defendant has broken is typically referred to as the:

Offense

Correct Incorrect Correct answer

Conviction

Correct Incorrect Correct answer

Charge

Correct Incorrect Correct answer

Warrant

Correct Incorrect Correct answer

What does the Cross-examination refer to

The process of the judge questioning the witness

Correct Incorrect Correct answer

The plaintiff by the defense

Correct Incorrect Correct answer

The process of the opposing attorney questioning the witness

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The victim by the judge

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What is needed to search a specific location for items that, if found, can be used as evidence in court?

Affidavit

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Summon

Correct Incorrect Correct answer

Complaint

Correct Incorrect Correct answer

Search Warrant

Correct Incorrect Correct answer

The punishment offered by the court for a defendant convicted of a crime is referred as:

Probation

Correct Incorrect Correct answer

Sentence

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Acquittal

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Verdict

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Nolo Contendere is also known as:

No Purpose

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No Defense

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No Sentence

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No Contest

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_____________ refers to any information that a person obtains from someone with firsthand knowledge of a fact or information.

Direct evidence

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Hearsay evidence

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Expert testimony

Correct Incorrect Correct answer

Circumstantial evidence

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A promise to tell the truth is …

Testimony

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Sentence

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Oath

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Judgment

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Which term refers to the oral statement made before an officer authorized by law to administer oaths?

Deposition

Correct Incorrect Correct answer

Affidavit

Correct Incorrect Correct answer

Testimony

Correct Incorrect Correct answer

Perjury

Correct Incorrect Correct answer

What does FCRA stand for?

Foreign Counsel Reporting Agency

Correct Incorrect Correct answer

Fair Criminal Research Agency

Correct Incorrect Correct answer

Fair Credit Reporting Act

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Foreign Credit Reporting Act

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A proceeding in which an individual accused of a crime is informed of the charges and asked to plead guilty or not guilty is called.

Conviction

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Cross-Examine

Correct Incorrect Correct answer

Arraignment

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Interview

Correct Incorrect Correct answer

What is the main goal of managing an investigation program?

Keeping operational costs to a minimum

Correct Incorrect Correct answer

Ensuring that all investigations are conducted fairly, thoroughly, and quickly

Correct Incorrect Correct answer

Building the largest investigation team possible

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Making sure there is sufficient workload for the team

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How does investigation program management maintain accountability within an organization?

By deterring wrongdoing through fair investigations

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By imposing penalties for non-compliance

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By providing staff with clear guidelines on behavior

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By reducing operational costs

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Who are responsible for designing and implementing comprehensive systems to manage the investigation process?

Investigation Team

Correct Incorrect Correct answer

Investigation Program Managers

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Executives of the company

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Legal counsel

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Which among these is NOT a phase in an investigation process?

Determining the scope of investigations

Correct Incorrect Correct answer

Testing new investigative tools

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Collecting and preserving evidence

Correct Incorrect Correct answer

Conducting Surveillance

Correct Incorrect Correct answer

__________________ allows investigators to have a voice in decision-making processes, leading to greater ownership and engagement in their work.

Sole decision-making by managers

Correct Incorrect Correct answer

Participative management style

Correct Incorrect Correct answer

Autocratic management style

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Laissez-faire management style

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What should be included in implementing a robust case management system?

Case tracking, case managing, and case drafting

Correct Incorrect Correct answer

Case files, case progress, case reporting, and case conclusions.

Correct Incorrect Correct answer

Case creating, case drafting, and case submitting

Correct Incorrect Correct answer

All of the above

Correct Incorrect Correct answer

What information should be maintained as part of the original complaint?

Date opened, names of investigators, initial leads

Correct Incorrect Correct answer

Names of investigators, complainant details, documentation approval

Correct Incorrect Correct answer

Descriptions of potential suspects

Correct Incorrect Correct answer

All of the above

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How should they be stored to prevent unauthorized access to hard-copy case files?

On an open shelf for easy access

Correct Incorrect Correct answer

In a desk drawer close to your office door

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In a secure container under lock and key

Correct Incorrect Correct answer

All of the above

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Who shall have access to view the status of open cases within the organization?

Administration officer

Correct Incorrect Correct answer

Human resources manager

Correct Incorrect Correct answer

Investigation program manager

Correct Incorrect Correct answer

All of the above.

Correct Incorrect Correct answer

Who among the following can be considered External Formal Contacts?

Local Community Contacts

Correct Incorrect Correct answer

Crime Laboratory Services

Correct Incorrect Correct answer

Accounting and Finance

Correct Incorrect Correct answer

Company Suppliers And Vendors

Correct Incorrect Correct answer

When working in an international environment, what has to be accounted for in investigations?

Just local traditions

Correct Incorrect Correct answer

Solely laws and regulations

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Laws, customs, cultural considerations

Correct Incorrect Correct answer

None of the above.

Correct Incorrect Correct answer

CSI-Assessment Test: Domain 1 – Principles of Corporate Investigations

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